Specialist, Trustee & Depositary II

Introduction

We’re seeking a future team member for the role of Specialist, Trustee & Depositary II to join our Depotbank department. This role is located in Frankfurt, Germany.

German Investment Compliance duties

Under the direction of the Team Manager, the Specialist is acting as daily contact person for designated clients / KVGs. The role is responsible for processing, T&D services to clients / KVGs to ensure delivery of correct regulation controls to clients / KVGs. The Specialist supports the Team Manager and other team members in ensuring that all controls and procedures being performed as well as helping to ensure that service levels meet and exceed client / KVG regulatory and legal requirements.

The position requires knowledge of T&D (Depotbank) convention and techniques, understanding of Investment Compliance, workflows, procedures and controls and quality standards.

The Specialist will be required to process the following tasks within the Depotbank department. They shall be executed within the guidelines and procedures provided by BNY and under the supervision and guidance of a Supervisor and Team Manager.

The Specialist supports daily operational activities across Investment Compliance and Depotbank functions. Under the guidance of experienced team members, the Specialist performs controls, reviews fund prospectuses for UCITS and AIFs, assist with static data maintenance, and prepare. Your goal is to deliver error-free and on-time processing aligned to regulatory requirements and internal quality standards.

In this role, you’ll make an impact in the following ways:

The below list is not finite and may be added to. The combination of tasks required to be executed will vary depending on client structure, client requirements and business needs.

• Set Up and control of fee models in Xentis